Brought to you by:

UAC Event: Compliance Workshop

Underwriting Agencies Council - 21 March 2024

This event, led by Paul Muir, Managing Director at Compliance Advocacy Solutions, will involve a day of learning and understanding compliance measures that protect businesses, brands, people & customers from harm & detriment.

The workshop will cover: 

  • Understanding the true purpose of compliance: protecting your business and its brand(s), people, customers, partners & stakeholders
  • Exploring how to engage your operational teams and external representatives so that they will embrace compliance through their conduct and behaviour
  • Setting up your people as an early warning system so that incidents, breaches, complaints & control breakdowns are raised, reported  & actioned in a timely manner
  • A practical overview of financial service laws and code of proactive obligations and the 2024 areas of regulatory scrutiny and focus
  • Developing and implementing a fit-for-purpose and tailored compliance framework to monitor & supervise your people & external representatives.
Venue: Lightspace
Location: 30 Light Street (cnr Scanlan St), Fortitude Valley
Time: 9.00am - 5.00pm
Event Manager:    UAC
Event link: